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Mandatory Corporate Actions Associate
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Morgan Stanley
Salary: not disclosed
|
USA-NJ-Jersey City |
29 Aug |
| See job description below |
|
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Trading surveillance compliance officer
|
Not Disclosed
Salary: 75K
|
USA-NJ-Jersey City |
24 Aug |
| Trading surveillance compliance officer
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Branch Office Manager
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Not Disclosed
Salary: 100K
|
USA-NJ-Jersey City |
24 Aug |
| Compliance branch office manager coming out of a insitutional side of firm.
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Branch office manager - Compliance
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Not Disclosed
Salary: 100K base plus a bonus
|
USA-NJ-Jersey City |
24 Aug |
| Branch office Compliance manager with Insitutional experience needed |
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Senior Counsel, Investment Management (R5216)
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Barker & Gilmore, LLC
Salary: Base and Bonus
|
USA-NJ-Jersey City |
21 Aug |
| Large investment management company seeking 4+ year attorney to advise growing business. |
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Assistant Branch Office Compliance Officer
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Not Disclosed
Salary: $50,000-90,000
|
USA-NJ-Jersey City |
20 Aug |
| Primary areas of responsibility require an extensive knowledge of broker dealer, investment advisor and internal company poli... |
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Compliance officer
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Not Disclosed
Salary: 75K
|
USA-NJ-Jersey City |
16 May |
| Compliance officer |
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AML Associate - ISG Division
|
Morgan Stanley
Salary: not disclosed
|
USA-NY-New York City |
29 Aug |
| See job description below |
|
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GWM/Retail Compliance Associate
|
Morgan Stanley
Salary: not disclosed
|
USA-NY-New York City |
29 Aug |
| See job description below |
|
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Vice President, Hedge Fund Compliance Officer
|
Morgan Stanley
Salary: not disclosed
|
USA-CT-Greenwich |
29 Aug |
| See job description below |
|
|
PWM Senior Compliance Officer
|
Morgan Stanley
Salary: not disclosed
|
USA-NY-White Plains |
29 Aug |
| See job description below |
|
|
Commodity Compliance Coverage
|
Morgan Stanley
Salary: not disclosed
|
USA-NY-White Plains |
29 Aug |
| See job description below |
|
|
Senior Commodity Compliance Coverage - Oil Liquids
|
Morgan Stanley
Salary: not disclosed
|
USA-NY-White Plains |
29 Aug |
| See job description below |
|
|
Compliance Officer - Investment Guidelines and Restrictions
|
Legend Global Search, Inc...
Salary: $70K - $90K
|
USA-NY-New York City |
29 Aug |
| Compliance - Investment Guidelines and Restrictions - Asset Management Firm |
|
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Vice President - Compliance for US Banking
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Legend Global Search, Inc...
Salary: $165K + Bonus
|
USA-NY-New York City |
29 Aug |
| VP - Compliance - Banking - Global Financial Services Company |
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Compliance Manager
|
Commerzbank
Salary: not disclosed
|
USA-NY-New York City |
29 Aug |
| See job description below |
|
|
Compliance Associate
|
Street Advisor Group
Salary: Very Competitive
|
USA-NY-New York City |
29 Aug |
| Well funded, quantitative global arbitrage fund seeks a motivated, detail oriented individual for a Compliance Associate role... |
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Employment Attorney
|
Credit Suisse
Salary: not disclosed
|
USA-NY-New York City |
28 Aug |
| See job description below |
|
|
Manager, Fund Structure & Investor Relations (IMA's, Fee Agreements, Fund Structures, Negotiation)
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Northwest Integrators LLC
Salary: Highly competitive (Base...
|
USA-CT-Stamford |
27 Aug |
| We are seeking a dynamic, highly skilled manager with extensive experience in fund structuring, investor legal documentation... |
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Compliance Manager
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Legend Global Search, Inc...
Salary: $140 + 20% Bonus
|
USA-NY-New York City |
27 Aug |
| Compliance Manager - Banking, IT |
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|
Sr. Compliance Officer, Risk Management and Training Development (R5224)
|
Barker & Gilmore, LLC
Salary: Base & Bonus
|
USA-NY-New York City |
27 Aug |
| Our client, a Fortune 200 company, has exclusively engaged our firm to identify a Senior Compliance Officer for Risk Manageme... |
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|
Senior Compliance Analyst
|
Not Disclosed
Salary: Commensurate with experie...
|
USA-NY-New York City |
27 Aug |
| An investment bank in NYC has an opportunity for a Senior Compliance Analyst with investment advisory experience. |
|
|
VP - Hedge Fund/Private Equity Structuring
|
Not Disclosed
Salary: Competitive
|
USA-NY-New York City |
27 Aug |
| Top-notch multi-billion hedge fund is looking to hire a V.P. to work on hedge fund structuring projects. The position is with... |
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Audit and Transaction Services - USA!
|
Global Ambition
Salary: EUR70000 - EUR120000 per...
|
USA-NY-New York City |
27 Aug |
| Are you an Australian citizen and Accountant looking for an incredible overseas adventure? Read on to find out why YOU are th... |
|
|
ISDA Negotiator- Take Control of Your Future
|
The Boldon Group
Salary: Excellent
|
USA-NY-New York City |
26 Aug |
| Tired of waiting for the next round of layoffs to be announced? Why not take control of your future and join a company with a... |
|
|
Compliance Analyst
|
BNY Mellon Asset Manageme...
Salary: DOE
|
USA-NY-New York City |
26 Aug |
| Assisting in administering the Compliance Program for Dreyfus and MBSC (investment advisers). Design and perform testing on a... |
|
|
Equities Trade Compliance Officer
|
Michael Page
Salary: 100,000 - 150,000
|
USA-NY-New York City |
25 Aug |
| Leading New York City Broker-Dealer is looking to add a mid to senior level expert in equities trade compliance. The ideal ca... |
|
|
Junior Compliance Officer
|
Not Disclosed
Salary: 80,000 - 150,000
|
USA-NY-New York City |
25 Aug |
| Our compliance associates assist with the organization, administration and enforcement of the company’s compliance program.... |
|
|
Deputy Compliance Officer
|
Not Disclosed
Salary: 200,000 - 400,000
|
USA-NY-New York City |
25 Aug |
| Top Hedge Fund in New York City is searching for a seasoned compliance officer to join the legal/compliance group. The role w... |
|
|
Enterprise Account Document Manager
|
Michael Page
Salary: 200,000 - 500,000
|
USA-NY-New York City |
25 Aug |
| Senior IT, Legal or Compliance professional with significant experience in document/records management related legal and regu... |
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